Terms of Use
By continuing to access or use this website, you signify your acceptance of these terms of use and the other policies and disclosures listed herein.
Goshen Rock Capital Capital Management, LLC (“SCM”) reserves the right to amend these terms of use at any time without notice. Accordingly, please continue to review these terms of use whenever accessing or using this site. Use of this site after the posting of modifications to these terms of service will constitute your acceptance of these terms of service as modified.
The materials and information on this website are for informational purposes only and do not constitute an offer to sell or a solicitation of an offer to purchase any share/interest in any investment vehicles (each, a “Fund” and collectively, the “Funds”) managed by SCM. Any such offer or solicitation shall be made only pursuant to the confidential private placement memorandum or prospectus for a Fund (“Confidential Memorandum”), which qualifies in its entirety the information set forth on this website and contains a description of the risks of investing. The Confidential Memorandum relating to a Fund should be reviewed carefully prior to an investment in that Fund.
The terms and risk factors of a Fund are set out in its Confidential Memorandum, which is available to qualified prospective investors upon request. The contents hereof are qualified in their entirety by the Confidential Memorandum and subscription agreements of the Fund and the risk disclosures contained therein.
In no event will SCM or its affiliates be liable for any damages, including without limitation, direct, indirect, punitive, special, consequential or other damages, losses or expenses (including attorney’s fees) arising in connection with this site or use thereof, or inability to use this site by any party.
Copyright in the pages and in the screens displaying the pages, and in the information and material therein and in their arrangement, is owned by SCM, unless otherwise indicated. Any use of the information and materials included in this site, including but not limited to, reproduction, public display, public performance, public distribution or any use for public or commercial purposes, without the written permission of Goshen Rock Capital Capital Management, LLC, is prohibited.
Patriot Act Disclosure
Important information about procedures for opening a new account or establishing a new customer relationship:
To help the U.S. government fight the funding of terrorism and money laundering activities, Federal law requires all U.S. financial institutions to obtain, verify, and record information that identifies each individual or institution that opens an account or establishes a customer relationship with Goshen Rock Capital Capital Management, LLC (the “Firm”).
What this means: If you enter into a new customer relationship with the Firm, the Firm will ask for your name, address, date of birth (as applicable), and other identification information. This information will be used to verify your identity. As appropriate, the Firm may, in its discretion, ask for additional documentation or information. If all required documentation or information is not provided, the Firm may be unable to open an account or establish a relationship with you.
Privacy Policy
I. A Message to our Clients
Goshen Rock Capital Capital Management, LLC (the “Company”) has a company culture devoted to integrity and client service.
Integrity and client service are a part of our Company’s core values and are reflected in the way we serve our clients each day.
This Privacy Policy and Notice (this “Policy”) reflects the practices of the Company. It describes how “nonpublic personal information,” which includes customer and financial information, may be collected and shared, as well as the steps we take to protect this information from unauthorized access.
These guidelines apply to both current and former clients of the Company and are designed to comply with the privacy provisions in Title V of the Gramm-Leach Bliley Act, as well as applicable federal privacy regulations.
II. Why?
Financial companies choose how they share your nonpublic personal information. Federal law gives consumers the right to limit some, but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your nonpublic personal information. Please read this notice carefully to understand what we do.
III. What?
The types of nonpublic personal information we collect and share depend on the product or service you have with us. This information may be collected from a variety of sources, including:
- Information (such as your name, address, Social Security number, and financial information) we receive from you on subscription agreements, investment management agreements or other account forms;
- Information we receive through your transactions or experiences as our customer, such as your account balance, payment history and securities holdings; and
- Information we may receive from outside companies, such as a credit reporting agency.
IV. Reasons We Can Share Your Nonpublic Personal Information
All financial companies need to share nonpublic personal information to run their everyday business. In the section below, we list the reasons the Company chooses to share your nonpublic personal information.
We collect nonpublic personal information in connection with our everyday business purposes so that we are able to enhance the service we provide to you. Moreover, we collect and maintain nonpublic personal information in order to:
- Service your accounts and process your requests efficiently and accurately;
- Identify you and protect your accounts from unauthorized access or identity theft; and
- Inform you of financial services and choices that can meet your needs now and in the future.
We may disclose all of the information that we collect, as described above, with nonaffiliated third-parties only when those parties are acting on our behalf, or as required or permitted by law. These third-parties may include:
- Service providers who provide support services to help us administer your financial relationship. They may include auditors, check printers, data processing companies, companies that prepare account statements or otherwise facilitate the processing or servicing of your account and the transactions in your account, or companies that help us market our products to you. These companies are legally obligated to maintain the confidentiality of the information we provide to them, and are restricted from using this information for any reason beyond the performance of specified services on our behalf.
- Other parties as permitted or required by applicable law. These may include, for example, government agencies in response to subpoenas and other legal processes, consumer reporting agencies, or those with whom you have authorized us to share information.
V. Safeguarding Your Nonpublic Personal Information
- We limit employee access to nonpublic personal information to those who need to know this information in order to serve customer relationships. Employees are educated about the importance of privacy in accordance with our policies and procedures.
- We maintain physical, electronic and procedural safeguards intended to comply with all applicable regulatory standards to guard your nonpublic personal information.
- We strive to maintain complete, current and accurate information about you and your account. If you request a correction to our records, we will respond in a timely manner.
We reserve the right to change this Policy, and will inform you of any substantive changes. Federal law gives you the right to limit only; (i) sharing for affiliates’ everyday business purposes – information about your credit worthiness, (ii) affiliates from using your information to market to you and (iii) sharing for nonaffiliates to market to you. State laws may give you additional rights to limit sharing.
If you would like to exercise these rights to limit sharing or if you have any questions regarding this Policy or your ability to opt out or otherwise limit the Company’s ability to share your nonpublic personal information, please contact Cameron Silbert, Chief Compliance Officer, at 215-701-9630.